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Regulatory Disclosures

Enquity Consulting LLC · Last updated: January 1, 2025

📅 Effective Date: January 1, 2025

⚠️ Important: The following disclosures are provided for transparency and compliance purposes. Please read them carefully before engaging with Enquity Consulting LLC or relying on any content on this website.

1. Entity Information

Enquity Consulting LLC is a limited liability company incorporated under the laws of the State of Wyoming, United States of America.

DetailInformation
Legal NameEnquity Consulting LLC
Entity TypeLimited Liability Company (LLC)
State of IncorporationWyoming, United States
Registered Address30 N Gould St, Ste E, Sheridan, WY 82801, USA
Operational OfficesMiami (FL), Dubai (UAE), Toronto (ON, Canada)
Primary Contactcontact@enquity.com
Telephone+1 (305) 561-9922

2. Nature of Services

Enquity Consulting LLC provides management consulting, financial advisory, and transaction support services to businesses and institutional clients. These services are advisory in nature and are delivered under formal engagement agreements.

Our services include, but are not limited to:

  • Mergers and acquisitions advisory (buy-side and sell-side)
  • Pre-IPO strategy and capital markets preparation
  • Post-IPO investor relations and management support
  • Capital structuring and balance sheet optimization
  • Financial due diligence and quality of earnings analysis
  • Independent business valuation services
  • Strategic financial planning and management advisory

3. Not a Registered Broker-Dealer or Investment Adviser

⚠️ Enquity Consulting LLC is not registered as a broker-dealer, investment adviser, or securities dealer with the U.S. Securities and Exchange Commission (SEC), FINRA, or any other securities regulatory authority in the United States, Canada, the United Arab Emirates, or any other jurisdiction.

Accordingly, Enquity does not:

  • Execute securities transactions on behalf of clients
  • Provide personalized investment advice regulated under securities laws
  • Hold, manage, or custody client funds or securities
  • Solicit or sell securities or investment products
  • Act as a placement agent or underwriter

Where a client engagement requires services that fall within the scope of regulated securities activities, Enquity will direct clients to appropriately licensed professionals or registered entities.


4. Not Legal or Tax Advice

Nothing on this website or in any materials produced by Enquity Consulting LLC constitutes legal advice or tax advice. Clients are strongly encouraged to engage qualified legal counsel and tax advisors for all matters requiring such expertise.

Enquity may work in coordination with legal, accounting, and tax professionals engaged by or referred to clients, but does not provide those professional services directly unless separately qualified and disclosed.


5. No Solicitation

This website does not constitute an offer to provide services, a solicitation of any investment, or an offer to purchase or sell any security. Any description of past engagements or results on this website is provided for informational and illustrative purposes only and should not be construed as a guarantee of future results.

Enquity does not accept unsolicited funds, does not manage discretionary assets, and does not operate as a fund manager or collective investment scheme.


6. Jurisdictional Limitations

The services described on this website may not be available in all jurisdictions. The information on this website is not intended for distribution to, or use by, any person in any jurisdiction where such distribution or use would be contrary to local law or regulation.

6.1 United States

Enquity provides consulting and advisory services in the United States. Enquity is not registered as an investment adviser under the Investment Advisers Act of 1940 or any state investment adviser statute. Our advisory services are provided under applicable exemptions or as non-regulated consulting services.

6.2 United Arab Emirates

Enquity's Dubai office provides consulting and advisory services in or from the UAE. Enquity is not licensed by the Securities and Commodities Authority (SCA), the Dubai Financial Services Authority (DFSA), or any other UAE financial regulatory body to conduct licensed financial activities. Services provided in the UAE are general consulting services and do not constitute regulated financial advisory activities under UAE law.

6.3 Canada

Enquity's Toronto office provides consulting services in Canada. Enquity is not registered as an investment dealer, adviser, or exempt market dealer with any provincial or territorial securities regulatory authority, including the Ontario Securities Commission (OSC). Services provided in Canada are management consulting and advisory services and do not constitute regulated securities activities.


7. Conflicts of Interest Policy

Enquity is committed to providing objective, independent advisory services. Our conflicts of interest policy includes the following principles:

  • No proprietary positions: Enquity does not take proprietary positions in the securities or equity of companies we advise
  • No undisclosed compensation: We do not accept undisclosed fees, kickbacks, or referral arrangements from third parties in connection with client engagements
  • Client-first alignment: Our fee arrangements are structured to align our interests with client outcomes
  • Disclosure obligations: Where a potential conflict exists, we will disclose it to the affected client in writing prior to proceeding
  • Engagement screening: We conduct conflict screening prior to accepting new mandates

8. Confidentiality

Enquity treats all non-public information shared by clients and prospective clients as strictly confidential. Engagement letters and formal advisory agreements include confidentiality provisions consistent with market practice. Information shared through our website contact form is handled in accordance with our Privacy Policy.


9. Anti-Money Laundering and Know Your Client

Enquity maintains an internal anti-money laundering (AML) compliance program. As part of our client onboarding process, we may be required to:

  • Verify the identity of clients and beneficial owners (KYC procedures)
  • Screen clients against applicable sanctions and watchlists
  • Understand the source of funds involved in any transaction we advise on
  • File reports with competent authorities where required by law

Enquity will not knowingly facilitate transactions involving proceeds of unlawful activity, sanctioned parties, or in violation of applicable AML regulations.


10. No Guarantee of Results

Past engagements and outcomes described on this website do not guarantee future results. Financial advisory and transaction outcomes depend on numerous factors outside of Enquity's control, including market conditions, counterparty behavior, regulatory developments, and client-specific circumstances.

All projections, valuations, and financial analyses prepared by Enquity represent estimates based on available information and professional judgment at the time of preparation. They should not be relied upon as guarantees or assurances of future performance.


11. Professional Standards

Enquity's advisory professionals hold various professional designations and credentials including, where applicable, Chartered Professional Accountant (CPA), Chartered Financial Analyst (CFA), and other recognized professional qualifications. The firm is committed to maintaining the highest standards of professional conduct, ethics, and competence in all client engagements.


12. Updates to Disclosures

These regulatory disclosures may be updated from time to time to reflect changes in our business, operations, regulatory status, or applicable law. The most recent version will always be available at this URL. We recommend reviewing these disclosures periodically.


13. Contact for Regulatory Inquiries

For regulatory or compliance inquiries, please contact:

Enquity Consulting LLC
Attn: Compliance Officer
30 N Gould St, Ste E
Sheridan, WY 82801
United States

📧 [email protected]
📞 +1 (305) 561-9922

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